Julio R. Diaz Ramirez

ARKADIOS CAPITAL

San Juan, PR 00920

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CRD#: 3263921

Professional summary

Julio Rene Diaz Ramirez, who also goes by Julio Rene Diaz, Julio R. Diaz Ramirez, is a registered financial professional currently at ARKADIOS CAPITAL located in San Juan, .

Julio is registered as a RR (Registered Representative) and started their career in finance in 1999. Julio has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julio Rene Diaz | Julio R. Diaz Ramirez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julio Rene Diaz Ramirez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2018 - Present

ARKADIOS CAPITAL

Office #1: 322 De Diego Suite 202, San Juan, PR 00920

CRD#: 282710

San Juan, PR

Past

August 25, 2009 - October 9, 2017

PARITER SECURITIES, LLC

CRD#: 127836

GUAYNABO, PR

Past

June 10, 2008 - August 12, 2009

UNIVERSAL FINANCIAL SERVICES INC.

CRD#: 131558

GUAYNABO, PR

Past

September 10, 2007 - June 18, 2008

SIGNATOR INVESTORS, INC.

CRD#: 468

GUAYNABO, PR

Past

April 20, 2006 - July 2, 2007

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

HATO REY, PR

Past

October 11, 2004 - April 10, 2006

R-G INVESTMENTS CORPORATION

CRD#: 113293

SAN JUAN, PR

Past

July 26, 2001 - March 24, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 7, 1999 - May 22, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Puerto Rico
(12/5/2018)

Exams

State Security Law Exam

Series 63

Date: 8/16/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/9/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ARKADIOS CAPITAL

ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC

CRD#: 282710 / SEC#: , 8-69729

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Phone number

(404) 445-0035

Established

Georgia since 11/23/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARKADIOS HOLDINGS, INC.	OWNER
HARRISON, JOHN DORWARD	EXECUTIVE DIRECTOR	2361768
MILLER, NATALIE LANE	FINOP, POO, PFO	5627988
MILLICAN, DAVID YANCEY IV	CEO	2788060
SCHWARTZ, GARY STEVEN	CHIEF COMPLIANCE OFFICER	2691699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Julio R. Diaz Ramirez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julio Rene Diaz Ramirez's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARITER SECURITIES, LLC

UNIVERSAL FINANCIAL SERVICES INC.

SIGNATOR INVESTORS, INC.

SAMUEL A. RAMIREZ & COMPANY, INC.

R-G INVESTMENTS CORPORATION

SIGNATOR INVESTORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2006

Series 65

Date: 6/9/2000

SIE

Date: 10/9/2017

Series 7

Date: 10/8/2004

Series 6

Date: 12/1/1999

FINRA

Current Firm

ARKADIOS CAPITAL

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARKADIOS CAPITAL

TRUST BUT VERIFY

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