Cecil D. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecil Demorris Brown, who also goes by Cecil D Brown, Cecil Demorris Brown III, was a registered financial professional .
Cecil is a previously registered financial professional and started their career in finance in 2002. Cecil had worked at 7 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2017 - October 9, 2019
EARNWELL, INC
February 4, 2014 - May 5, 2017
WEDBUSH SECURITIES INC.
October 27, 2011 - October 21, 2013
C. L. KING & ASSOCIATES, INC.
July 23, 2008 - May 11, 2011
GOLDMAN SACHS & CO. LLC
March 3, 2005 - March 6, 2007
CITIGROUP GLOBAL MARKETS INC.
July 30, 2004 - February 10, 2005
LAZARD FRERES & CO. LLC
February 7, 2002 - July 30, 2004
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EARNWELL, INC
CRD#: 288674 / SEC#: 801-110834
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
