Timothy P. Payne
Professional summary
Timothy Paul Payne, AIF®, who also goes by Tim Payne, is a registered financial advisor currently at SENTINEL PENSION ADVISORS, LLC. located in Troy, Michigan and SENTINEL SECURITIES, LLC. located in Troy, Michigan.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Paul Payne's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
SENTINEL PENSION ADVISORS, LLC.
Office #1: 3001 W Big Beaver Suite 302, Troy, MI 48084January 2, 2020 - Present
SENTINEL SECURITIES, LLC.
Office #1: 3001 W Big Beaver Suite 302, Troy, MI 48084March 22, 2013 - December 31, 2019
VALMARK ADVISERS, INC.
October 12, 2012 - December 31, 2019
VALMARK SECURITIES, INC.
August 26, 2010 - October 29, 2012
VOYA FINANCIAL ADVISORS, INC.
May 13, 2009 - May 21, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 4, 2006 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
July 22, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 22, 1999 - January 4, 2002
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901 / SEC#: 801-55783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/2/2020)
(1/2/2020)
(2/26/2021)
(1/2/2020)
(1/2/2020)
(1/2/2020)
(3/29/2021)
(1/19/2021)
(11/15/2021)
(6/9/2020)
(11/15/2021)
(1/2/2020)
(1/15/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901 / SEC#: 801-55783
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,113 |
| AUM (Assets Under Management) | $ 10,730,228,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 09/23/2024 | ||
| 10/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
