JB
Joshua K. Bannerman
BANNERMAN WEALTH
Lewisville, TX 75056
Some features on this profile are disabled
CRD#: 3263257
JB
Professional summary
Joshua Kenneth Bannerman, CFP®, who also goes by Josh Bannerman, is a registered financial advisor currently at BANNERMAN WEALTH located in Lewisville, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joshua has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Bannerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Joshua K Bannerman not investment-related Dallax, TX football officiating Football Official (Indpendent Contracotr) 08/28/2014 10 hours per week 0 hours during trading officiate football games Confident Wealth, Inc. not investment-related Northville, MI tax entity CEO January 2014 0 hours per month 0 hours during trading Company established to aggregate other businesses for tax purposes; no duties SB Podcast LLC not investment-related 2560 King Arthur Blvd, Ste 124-52, Lewisville, TX 75056 podcast distribution Co-Owner and Co-Host 04/01/2012 10-15 hours/month some hours during trading Mr. Bannerman is the co-host of the popular Stacking Benjamins podcast. He plays the part of "The Other Guy". Bannerman Insurance Group, LLC investment-related 2560 King Arthur Blvd, Ste 124-52, Lewisville, TX 75056 insurance sales CEO, Licensed Insurance Agent November 2010 <5 hours/month no hours during trading sell insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Kenneth Bannerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
June 29, 2020 - Present
BANNERMAN WEALTH
Office #1: 2560 King Arthur Blvd Suite 124-46, Lewisville, TX 75056RIA
CRD#: 284677
Lewisville, TX
Past
August 31, 2016 - December 31, 2019
BANNERMAN WEALTH
RIA
CRD#: 284677
LEWISVILLE, TX
Past
May 19, 2011 - January 7, 2015
VERIOS ADVISORY GROUP, LLC
RIA
CRD#: 156929
NORTHVILLE, MI
Past
November 12, 2010 - September 13, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
NORTHVILLE, MI
Past
November 12, 2010 - September 13, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
NOVI, MI
Past
May 8, 2009 - November 5, 2010
BREWER INVESTMENT ADVISORS LLC
RIA
CRD#: 134631
CHICAGO, IL
Past
May 8, 2009 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
BD
CRD#: 132558
NORTHVILLE, MI
Past
July 18, 2007 - December 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
FARMINGTON HILLS, MI
Past
July 28, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 28, 1999 - May 8, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
FARMINGTON HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BANNERMAN WEALTH
BANNERMAN WEALTH | BANNERMAN WEALTH MANAGEMENT GROUP, LLC
CRD#: 284677 / SEC#: 801-117777
RIA
Registered Investment Advisory firm - (12/10/2019 Approved)Illinois
Registered Investment Advisory firm - (12/12/2019 Terminated)Michigan
Registered Investment Advisory firm - (12/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (12/17/2019 Terminated)Texas
Registered Investment Advisory firm - (12/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BW
BANNERMAN WEALTH
BANNERMAN WEALTH | BANNERMAN WEALTH MANAGEMENT GROUP, LLC
CRD#: 284677 / SEC#: 801-117777
RIA
Registered Investment Advisory firm - (12/10/2019 Approved)Illinois
Registered Investment Advisory firm - (12/12/2019 Terminated)Michigan
Registered Investment Advisory firm - (12/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (12/17/2019 Terminated)Texas
Registered Investment Advisory firm - (12/12/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2560 King Arthur Blvd Suite 124-46, Lewisville, TX 75056
Mailing Address
Phone number
(214) 919-4448
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 152,193,014 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
