Farrokh Mehrban Firozgary
Professional Summary
Farrokh Mehrban Firozgary, who also goes by Gary Firoz, was a registered financial advisor. Farrokh was a previously registered financial professional and started their career in finance 1999 - 2026. Farrokh had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 9, Series 10, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gary Firoz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
AFIN SECURITIES INTERNATIONAL, LTD. | BANORTE-IXE SECURITIES INTERNATIONAL, LTD. | BANORTE WEALTH MANAGEMENT | BANORTE SECURITIES INTERNATIONAL, LTD. | BANORTE SECURITIES INTERNATIONAL, LTD | BANORTE SECURITIES INTERNATIONAL LTD | BANORTE SECURITIES
Contact Information
Main Address
5075 Westheimer Suite 975w, Houston, TX 77056Mailing Address
5075 Westheimer Suite 975w, Houston, TX 77056Phone Number
(713) 980-4600Established
Texas since 02/21/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC. | SOLE SHAREHOLDER | — |
| FIGUEROA, JORGE ANTONIO | CHIEF OPERATING OFFICER | 7757962 |
| HERNANDEZ, JULIO RENE | CHIEF FINANCIAL OFFICER/FINOP | 7750518 |
| HERNANDEZ, MARIA GENOVEVA | DIRECTOR OF GROWTH STRATEGY | 5697097 |
| ORRANTIA, MAYELA | DIRECTOR OF COMPLIANCE | 5391681 |
| RODRIGUEZ, JOSE RAMON | CHIEF EXECUTIVE OFFICER | 4392639 |
| SANCHEZ HERNANDEZ, JOAQUIN | CHIEF INVESTMENT OFFICER | 2708344 |
| VALDIVIESO, JUAN FERNANDO | CHIEF COMPLIANCE OFFICER | 2820438 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2001About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2001About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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