Blaise R. Santiago
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blaise Robert Santiago, who also goes by Blaise Robert Maushart, Blaise Santiago, was a registered financial professional .
Blaise is a previously registered financial professional and started their career in finance in 2001. Blaise had worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 7TO, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2025 - September 17, 2025
FORESIDE FUND SERVICES, LLC
January 23, 2020 - November 8, 2021
ORION PORTFOLIO SOLUTIONS, LLC
February 10, 2015 - December 31, 2019
ORION PORTFOLIO SOLUTIONS, LLC
June 4, 2014 - February 4, 2015
TD AMERITRADE, INC.
June 4, 2014 - February 4, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 4, 2014 - February 4, 2015
TD AMERITRADE, INC.
April 1, 2014 - June 4, 2014
NEW ENGLAND SECURITIES
July 19, 2010 - February 25, 2014
CURIAN CAPITAL, LLC
July 16, 2010 - February 25, 2014
CURIAN CLEARING, LLC
March 16, 2010 - July 13, 2010
CITIGROUP GLOBAL MARKETS INC.
March 16, 2010 - July 13, 2010
CITIGROUP GLOBAL MARKETS INC.
January 22, 2010 - February 23, 2010
CETERA FINANCIAL SPECIALISTS LLC
May 15, 2009 - February 11, 2010
CAPITAL BROKERAGE CORPORATION
August 1, 2008 - February 23, 2010
ASSETMARK, INC.
October 27, 2005 - July 31, 2008
GENWORTH FINANCIAL ASSET MANAGEMENT, INC
December 2, 2003 - November 9, 2005
RBC CAPITAL MARKETS, LLC
March 9, 2002 - November 9, 2005
RBC CAPITAL MARKETS, LLC
September 7, 2001 - March 9, 2002
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/21/2023
General Securities Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
