Kwesi T. Coleman

NEQUIT WEALTH & INVESTMENT MANAGEMENT

Denver, CO 80246

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CRD#: 3263040

Professional summary

Kwesi T Coleman, CFP®, who also goes by K T Coleman, K. T. Coleman, Kwèsi "kt" Coleman, Kwèsi T Coleman, Kwèsi Kt Coleman, is a registered financial advisor currently at NEQUIT WEALTH & INVESTMENT MANAGEMENT, LLC located in Denver, Colorado.

Kwesi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kwesi has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Tax Planning

Employee and Employer Plan Ben...

Retirement Income Management

Retirement Planning

Education Planning

Are you a "fiduciary"?

Yes

Aliases

K T Coleman | K. T. Coleman | Kwèsi "kt" Coleman | Kwèsi T Coleman | Kwèsi Kt Coleman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Broker; Start date 03/2001; Less than 10 hours per month devoted. Insurance Producer; Start Date 05/2007; less than 10 hours per month devoted.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kwesi T Coleman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 20, 2019 - Present

NEQUIT WEALTH & INVESTMENT MANAGEMENT, LLC

Office #1: 945 S. Birch St #460453, Denver, CO 80246Office #2: 7900 E. Union Ave. Suite 1100, Denver, CO 80237Office #3: 822 Florida A1a Suite 310, Ponte Vedra Beach, FL 32082Office #4: 822 Florida Aia Suite 310, Ponte Vedra Beach, FL 32082

RIA

CRD#: 286535

Denver, CO

Past

October 13, 2017 - June 18, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

October 13, 2017 - June 18, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Past

February 1, 2013 - October 16, 2017

MORGAN STANLEY

RIA

CRD#: 149777

DENVER, CO

Past

February 1, 2013 - October 16, 2017

MORGAN STANLEY

CRD#: 149777

DENVER, CO

Past

April 1, 2011 - October 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENWOOD VILLAGE, CO

Past

April 1, 2011 - October 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENWOOD VILLAGE, CO

Past

May 3, 2007 - March 11, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENGLEWOOD, CO

Past

February 3, 2006 - March 11, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Past

July 28, 1999 - August 8, 2005

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/20/2019)

IAR

Florida
(1/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/24/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/26/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NEQUIT WEALTH & INVESTMENT MANAGEMENT, LLC

NEQUIT INSURANCE, LLC | THE NEQUIT COMPANIES, LLC | NEQUIT WEALTH & INVESTMENT MANAGEMENT, LLC | NEQUIT TRADE, LLC | NEQUIT REALTY, LLC

CRD#: 286535 / SEC#:

Colorado

Registered Investment Advisory firm - (8/20/2019 Approved)

Florida

Registered Investment Advisory firm - (1/24/2023 Approved)

Texas

Registered Investment Advisory firm - (6/6/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7900 E. Union Ave Suite 1100, Denver, CO 80237

Mailing Address

Po Box 460453, Denver, CO 80246

Phone number

(303) 928-1153

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 25,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kwesi T. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kwesi T Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

JANUS HENDERSON DISTRIBUTORS US LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2007

Series 63

Date: 2/24/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2001

Series 6

Date: 7/26/1999

Series 26

Date: 9/26/2002

Current Firm

NEQUIT WEALTH & INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEQUIT WEALTH & INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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