BR
Barry C. Rooker
ARVEST WEALTH MANAGEMENT
Tulsa, OK 74103
Some features on this profile are disabled
CRD#: 3262999
BR
Professional summary
Barry Christopher Rooker, who also goes by Chris Rooker, is a registered financial advisor currently at ARVEST WEALTH MANAGEMENT located in Tulsa, Oklahoma.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Barry has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Rooker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Mariposa LLC, Investment related, 6500 N Classen, OKC, OK 73116, Family LLC holding commercial real estate investments in central Oklahoma. Manager. Started 3/1/1997. Three hours/month devoted to business. Zero hours devoted to business during securities trading hours. Review income and expenses and tax returns. 2. HPB LLC, investment related, 6500 N Classen, OKC, OK 73116, Family LLC holding commercial real estate in Edmond Oklahoma. Manager. Started 6/1/1999. Five hours/month devoted to business. Zero hours devoted to business during securities trading hours. Review performance of property manager and tenant activities. Review and approve bank arrangements for entity. 3. Shoppes on Broadway, LLC; non-investment related; 6500 N Classen, OKC, OK 73116; Started December 2006; Holds commercial real estate that owns retail shopping center in Edmond, OK. I am one of three managers that meets with the property manager, reviews financial results, and signs tax returns; 1 hour/month, 0 hours during trading hours. 4. D&L Real Estate Investment Company, LLC; non-investment related; 7100 N. Western Ave, OKC, OK 73116; Started December 1991; Holds commercial real estate that owns retail shopping center in Oklahoma City, OK. I am one of three managers that meets with the property manager, reviews financial results, and signs tax returns; 0.5 hour/month, 0 hours during trading hours. 5. Lee OC, LLC; non-investment related; 7100 N. Western Ave, OKC, OK 73116; Started May 1966; Holds grazing land in western Oklahoma; I have a 2% ownership interest; 0 hours/month, 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Barry Christopher Rooker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Barry Christopher Rooker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2020 - Present
ARVEST WEALTH MANAGEMENT
Office #1: 515 S Boulder Avenue, Suite 100, Tulsa, OK 74103Office #2: 3201 Mcclelland Blvd Suite C, Joplin, MO 64804Office #3: 2835 E Battlefield, Springfield, MO 65804RIA
BD
CRD#: 42057
Tulsa, OK
Current
July 21, 2020 - Present
ARVEST WEALTH MANAGEMENT
Office #1: 515 S Boulder Avenue, Suite 100, Tulsa, OK 74103Office #2: 3201 Mcclelland Blvd Suite C, Joplin, MO 64804Office #3: 2835 E Battlefield, Springfield, MO 65804RIA
BD
CRD#: 42057
Tulsa, OK
Past
December 11, 2002 - February 28, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
OKLAHOMA CITY, OK
Past
March 13, 2001 - February 28, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
August 30, 1999 - December 6, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/20/2020)
IAR
Arkansas(10/20/2020)
RR
Kansas(10/20/2020)
IAR
Kansas(10/20/2020)
RR
Missouri(10/20/2020)
IAR
Missouri(10/20/2020)
RR
Oklahoma(10/15/2020)
IAR
Oklahoma(10/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
913 W Monroe Avenue, Lowell, AR 72745
Mailing Address
Po Box 1515, Lowell, AR 72745
Phone number
(888) 916-2121
Established
Arkansas since 07/11/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
232
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARVEST BANK | OWNER | |
| BREWER, GRETCHEN DAPHYNE | FINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER | 5089523 |
| CAIN, KENDRA BRADFORD | CHIEF COMPLIANCE OFFICER | 4580246 |
| CAIN, KENDRA BRADFORD | DIRECTOR | 4580246 |
| COTTRELL, ASA ANDERSON | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | 2151839 |
| CRAIN, BRADLEY JEAN | DIRECTOR | 5203394 |
| DERRYBERRY, DEE GARRISON | DIRECTOR | 4013705 |
| DERRYBERRY, DEE GARRISON | COO | 4013705 |
| HAYS, KIRK JODELL | DIRECTOR | 8156910 |
| JAMES, CARA CLUGSTON | DIRECTOR | 7249296 |
| LIPSCOMB, TABITHA HUBBS | DIRECTOR | 4347525 |
| MACHEN, JAMES MATTHEW | DIRECTOR | 4882241 |
| MORBECK, AMY MARIE | DIRECTOR | 7972656 |
| PAYNE, KARLA | DIRECTOR | 4725253 |
| PERRON, JOHN ARLEIGH | ARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | PRIVATE SECURITIES OFFERINGS PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 3159317 |
| PERRON, JOHN ARLEIGH | PRINCIPAL OPERATIONS OFFICER | 3159317 |
| ROGERS, DONNY RAY JR | PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR | 2602108 |
| ROOKER, BARRY CHRISTOPHER | SENIOR DIRECTOR OF SALES/DIRECTOR | 3262999 |
| SABIN, KENNETH KEVIN | DIRECTOR | 5947088 |
| SHEPARD, RODNEY LEMAN | DIRECTOR | 7884866 |
| SMITH, BRIAN ANDREW | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | 2888485 |
Regulatory assets under management
| Total Number of Accounts | 7,800 |
| AUM (Assets Under Management) | $ 2,824,855,462 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 01/13/2025 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARVEST WEALTH MANAGEMENT
CRD#: 42057Tulsa, OK 74103TRUST BUT VERIFY
Monitor Barry Rooker
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
