MV
Michael J. Vaules
GALLAGHER FIDUCIARY ADVISORS
Wakefield, MA 01880
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CRD#: 3262946
MV
Professional summary
Michael James Vaules, who also goes by Michael J Vaules, Mike Vaules, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Wakefield, Massachusetts and OSAIC WEALTH, INC. located in Wakefield, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J Vaules | Mike Vaules
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Flagstone Wealth Management; Investment related: yes; 2135 Asbury Ave, Ocean City, NJ 08226; Nature or Structure of Business: Flagstone Wealth Management is the LLC that I use as a DBA for my Investment related business; Position: Managing Member; Start date: 08/20/2008; hours per month: 160; securities trading hours all the time is trading hrs; Duties: Servicing clients 2) VAULES FAMILY PARTNERSHIP, LLC POSITION: MGR NATURE: This is an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2019 ADDRESS: 126 Evergrene PKY, Palm Beach Gardens FL 33410, United States DESCRIPTION: This is a partnership with my fathers to own medical Men's Health Clinics. We act as the Management company that secures the leases and builds out the clinics and leases them to the Dr. We are not working with any current clients. Currently we have one location that will house two clinics. 3) MKBK Properties LLP; Investment related: yes; 11980 Portland Ave South, Burnsville, MN 55337; Nature or Structure of Business: Real Estate Sales/ Rental Properties/ Property Management; Position: office/director; Start date: 09/01/2019; hours per month: 10; securities trading hours 0; Duties: 90% owner of MKBK Properties LLP. A partnership which owns a commercial office building since 2019. Investment related. 1% time spent. Business conducted ad address of record. 4) Gallagher Financial Advisors LLC; Investment related: yes; 2135 Asbury Ave, Ocean City, NJ 08226; Nature or Structure of Business: LLC; Position: Advisor; Start date: 07/19/2023; hours per month: 80; securities trading hours 80; Duties: Advisory Business is run through Gallagher
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Vaules's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2023 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 500 Edgewater Drive, Suite 565, Wakefield, MA 01880RIA
CRD#: 146509
Wakefield, MA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 500 Edgewater Drive Suite 565, Wakefield, MA 01880Office #2: 2135 Asbury Avenue, Ocean City, NJ 08226RIA
BD
CRD#: 23131
Wakefield, MA
Past
July 20, 2023 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Ocean City, NJ
Past
February 1, 2021 - May 19, 2023
F3LOGIC, LLC
RIA
CRD#: 289863
Ocean City, NJ
Past
January 25, 2021 - July 17, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
OCEAN CITY, NJ
Past
September 25, 2017 - January 27, 2021
OSAIC WEALTH, INC.
RIA
CRD#: 23131
OCEAN CITY, NJ
Past
September 25, 2017 - January 27, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
OCEAN CITY, NJ
Past
September 5, 2008 - September 27, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
MOORESTOWN, NJ
Past
September 5, 2008 - September 27, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
MOORESTOWN, NJ
Past
January 17, 2008 - September 5, 2008
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CHERRY HILL, NJ
Past
November 3, 2005 - September 5, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHERRY HILL, NJ
Past
February 27, 2003 - August 15, 2005
AW SECURITIES
BD
CRD#: 103747
FOLSOM, CA
Past
July 3, 2002 - February 12, 2003
GOTLEIB SALINE RETIREMENT PLANNING, LLC
RIA
CRD#: 116996
CHERRY HILL, NJ
Past
June 22, 2001 - February 11, 2003
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
August 24, 1999 - March 26, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(8/23/2024)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Idaho(8/23/2024)
RR
Maryland(8/23/2024)
RR
Massachusetts(4/7/2025)
RR
Michigan(8/23/2024)
RR
Nevada(8/23/2024)
IAR
New Jersey(8/16/2023)
RR
New Jersey(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Tennessee(8/23/2024)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Wakefield, MA 01880TRUST BUT VERIFY
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