OP
Ori W. Pagovich
CHELSEA ADVISORY SERVICES,
Great Neck, NY
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CRD#: 3262884
OP
Professional summary
Ori William Pagovich is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Great Neck, New York and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Ori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ori has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA: GOTHAM FINANCIAL SERVICES; 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT 3) MAKOM NY POSITION: Teacher NATURE: Not for Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 17 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2022 ADDRESS: 600 Broadway, Bethpage NY 11714, United States DESCRIPTION: Teacher in an after-school program
CRS (Client Relationship Summary) - RIA
Click below to view Ori William Pagovich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2025 - Present
CHELSEA ADVISORY SERVICES, INC
RIA
CRD#: 150791
Great Neck, NY
Current
January 5, 2025 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307BD
CRD#: 47770
Staten Island, NY
Past
November 3, 2023 - December 31, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
GREAT NECK, NY
Past
November 3, 2023 - December 31, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
GREAT NECK, NY
Past
April 26, 2021 - November 3, 2023
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
GREAT NECK, NY
Past
December 14, 2009 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
GREAT NECK, NY
Past
September 9, 2008 - November 27, 2009
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MELVILLE, NY
Past
January 23, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 23, 2007 - September 8, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
NEW YORK, NY
Past
August 18, 1999 - February 23, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
RIA
Registered Investment Advisory firm - (1/19/2018 Approved)California
Registered Investment Advisory firm - (2/23/2018 Terminated)Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (1/24/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/5/2025)
RR
New Jersey(1/5/2025)
IAR
New York(1/3/2025)
RR
New York(1/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
RIA
Registered Investment Advisory firm - (1/19/2018 Approved)California
Registered Investment Advisory firm - (2/23/2018 Terminated)Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (1/24/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
Phone number
(718) 967-8400
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 126,883,334 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
