Kenneth P. Fishburne

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CRD#: 3262767

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Procter Lane Fishburne, CFP®, who also goes by Procter Lane Fishburne, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 2006. Kenneth had worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Procter Lane Fishburne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KPLF HOLDINGS, LLC, A PRIVATE ENTITY CREATED TO ACQUIRE INCOME PRODUCING REAL ESTATE PROPERTIES AS A PERSONAL INVESTMENT, AS 100% SHAREHOLDER AND SOLE MEMBER, INVESTMENT RELATED. 2. GARDENWOOD APARTMENTS, LLC - MEMBER AND 24% OWNER OF ENTITY CREATED TO OWN APARTMENT BUILDING, NOT AT BRANCH LOCATION, INVESTMENT RELATED. 3. 9700 DRY CREEK LLC - MANAGING MEMBER. THIS ENTITY WAS CREATED FOR SOME FAMILY OWNED RAW LAND THAT IS NOT INCOME PRODUCING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

August 17, 2016 - February 14, 2025

CANAL CAPITAL MANAGEMENT, LLC

RIA

CRD#: 164971

RICHMOND, VA

Past

July 14, 2010 - August 5, 2016

WEALTHCARE CAPITAL MANAGEMENT LLC

RIA

CRD#: 111119

RICHMOND, VA

Past

June 11, 2007 - December 11, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

RICHMOND, VA

Past

September 4, 2006 - June 1, 2007

FIRST CLEARING, LLC

CRD#: 17344

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANAL CAPITAL MANAGEMENT, LLC

CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA

Registered Investment Advisory firm - (8/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/2006

General Securities Representative Examination

Current Firm

CANAL CAPITAL MANAGEMENT, LLC

CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA

Registered Investment Advisory firm - (8/21/2012 Approved)

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Contact information

Main Address

9 South 5th Street, Richmond, VA 23219

Mailing Address

Phone number

(804) 325-1450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANAL CAPITAL MANAGEMENT ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,870
AUM (Assets Under Management)	$ 1,200,435,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth P. Fishburne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CANAL CAPITAL MANAGEMENT, LLC

WEALTHCARE CAPITAL MANAGEMENT LLC

COMMONWEALTH FINANCIAL NETWORK

FIRST CLEARING, LLC

Primary Firm SEC Registration

CANAL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2007

Series 7

Date: 9/1/2006

Current Firm

CANAL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANAL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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