Kenneth P. Fishburne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Procter Lane Fishburne, CFP®, who also goes by Procter Lane Fishburne, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2006. Kenneth had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2016 - February 14, 2025
CANAL CAPITAL MANAGEMENT, LLC
July 14, 2010 - August 5, 2016
WEALTHCARE CAPITAL MANAGEMENT LLC
June 11, 2007 - December 11, 2009
COMMONWEALTH FINANCIAL NETWORK
September 4, 2006 - June 1, 2007
FIRST CLEARING, LLC
Primary Firm SEC Registration
CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 1,200,435,021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
