Kimberly A. Gattis
Professional summary
Kimberly Ann Gattis, who also goes by Kim Harrison, Kimberly A Hewitt, is a registered financial advisor currently at UMB ASSET MANAGEMENT, LLC located in Leawood, Kansas.
Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kimberly has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Ann Gattis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2026 - Present
UMB ASSET MANAGEMENT, LLC
Office #1: 4200 W. 115th St - Suite #100, Leawood, KS 66211June 12, 2009 - April 14, 2026
UMB FINANCIAL SERVICES, INC.
June 12, 2009 - April 14, 2026
UMB FINANCIAL SERVICES, INC.
April 30, 2007 - May 27, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 13, 1999 - May 27, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
UMB ASSET MANAGEMENT, LLC
CRD#: 306374 / SEC#: 801-117738
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/11/2026)
Exams
Current Firm
UMB ASSET MANAGEMENT, LLC
CRD#: 306374 / SEC#: 801-117738
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 47,495,486 |
Red Flags
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