Brandon J. Small

INVESTED INTERESTS

Minneapolis, MN 55408

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CRD#: 3262658

Professional summary

Brandon James Small, CFP® is a registered financial advisor currently at INVESTED INTERESTS, LLC located in Minneapolis, Minnesota.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brandon has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

08/2013 TO PRESENT - REGISTERED INVESTMENT ADVISOR (MINNESOTA) 01/2009 TO PESENT - PRIDECO CAPITAL MANAGEMENT 6/05 TO 08/2013 - REGISTERED INVESTMENT ADVISOR (CALIFORNIA) 9/99 TO PRESENT - INSURANCE, FIXED INCOME, FIXED ANNUITIES, LIFE & HEALTH. 2001 - PRESENT; ACCOUNTING CONSULTANT CPA (Sole Proprietor, no relationship or conflict with other business, spend less than 5 hours/mo providing accounting services)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon James Small's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 18, 2010 - Present

INVESTED INTERESTS, LLC

Office #1: 1330 Lagoon Ave, Suite 820, Minneapolis, MN 55408

RIA

CRD#: 134836

Minneapolis, MN

Past

January 21, 2021 - August 26, 2022

CRANE CAPITAL MANAGEMENT LLC

RIA

CRD#: 310157

MINNEAPOLIS, MN

Past

September 5, 2008 - December 31, 2009

INVESTED INTERESTS, LLC

RIA

CRD#: 134836

SAN FRANCISCO, CA

Past

January 5, 2006 - December 31, 2008

LYON AND SMALL INVESTORS, INC.

RIA

CRD#: 136281

EMERYVILLE, CA

Past

June 30, 2004 - November 30, 2004

FINANCIAL WEST GROUP

RIA

CRD#: 16668

OAKLAND, CA

Past

June 22, 2004 - November 30, 2004

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

April 7, 2000 - September 26, 2003

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 23, 1999 - February 24, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/20/2016)

IAR

Minnesota
(11/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/27/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/22/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVESTED INTERESTS, LLC

BRANDON JAMES SMALL | SMALL, BRANDON J. | INVESTED INTERESTS, LLC | INVESTED INTERESTS, INC. | INVESTED INTERESTS

CRD#: 134836 / SEC#:

California

Registered Investment Advisory firm - (4/20/2016 Approved)

Minnesota

Registered Investment Advisory firm - (8/27/2013 Approved)

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Contact information

Main Address

1330 Lagoon Ave, Suite 820, Minneapolis, MN 55408

Mailing Address

Phone number

(612) 300-6444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 7,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon J. Small

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon James Small's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRANE CAPITAL MANAGEMENT LLC

INVESTED INTERESTS, LLC

LYON AND SMALL INVESTORS, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

SUNAMERICA SECURITIES, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2000

Series 63

Date: 7/26/1999

Series 7

Date: 10/27/2000

Series 6

Date: 7/22/1999

Current Firm

INVESTED INTERESTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTED INTERESTS, LLC

TRUST BUT VERIFY

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