Jon V. Heimstra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Victor Gordon Heimstra, who also goes by Jon Vg Heimstra, Jon Heimstra, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 2002. Jon had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2014 - November 21, 2017
TLG ADVISORS, INC.
July 10, 2014 - May 9, 2017
THE LEADERS GROUP, INC.
April 25, 2007 - April 29, 2014
WADDELL & REED
March 9, 2007 - April 29, 2014
WADDELL & REED
February 23, 2004 - September 13, 2004
MML INVESTORS SERVICES, LLC
June 4, 2002 - February 18, 2004
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
