Lance G. Obrien
Professional summary
Lance George Obrien, who also goes by Lance George O'brien, Lance G Obrien, is a registered financial professional currently at DV SECURITIES, LLC located in Chicago, Illinois.
Lance is registered as a RR (Registered Representative) and started their career in finance in 1999. Lance has worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lance George Obrien's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2024 - Present
DV SECURITIES, LLC
Office #1: 425 S. Financial Place Suite 2800, Chicago, IL 60605December 2, 2015 - August 5, 2024
GOLDMAN SACHS & CO. LLC
November 1, 2010 - November 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 4, 2007 - July 16, 2009
BARCLAYS CAPITAL INC.
March 29, 2002 - December 19, 2006
HSBC SECURITIES (USA) INC.
October 16, 2000 - October 25, 2001
CREDIT SUISSE SECURITIES (USA) LLC
November 10, 1999 - October 16, 2000
PERSHING LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
DV SECURITIES, LLC
CRD#: 305134 / SEC#: , 8-70393
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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