Anne Marie Thurston
Professional summary
Anne Marie Thurston, CFP®, who also goes by Anne Marie Pontarelli, Anne Marie Pontarelli, Anne Marie Thurston, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in Chicago, Illinois.
Anne Marie is registered as a RR (Registered Representative) and started their career in finance in 1999. Anne Marie has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anne Marie Thurston's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2024 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 110 N. Wacker Drive Suite 2700, Chicago, IL 60606October 23, 2019 - October 11, 2023
RBC CAPITAL MARKETS, LLC
October 23, 2019 - October 11, 2023
RBC CAPITAL MARKETS, LLC
September 1, 2011 - October 22, 2019
NUVEEN ASSET MANAGEMENT, LLC
November 5, 2003 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
May 20, 2003 - October 22, 2019
NUVEEN SECURITIES, LLC
April 17, 2002 - May 21, 2003
VOYA FINANCIAL PARTNERS, LLC
August 12, 1999 - April 8, 2002
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2024)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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