Chung Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chung Kim, who also goes by Peter Kim, was a registered financial professional .
Chung is a previously registered financial professional and started their career in finance in 2019. Chung had worked at 3 firms and has passed the Series 7TO, Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2021 - June 25, 2026
US TIGER SECURITIES, INC.
October 15, 2021 - June 25, 2026
TRADEUP SECURITIES, INC.
July 23, 2019 - June 28, 2021
HAITONG INTERNATIONAL SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/27/2020
General Securities Representative ExaminationSeries 57TO
Date: 7/23/2019
Securities Trader ExamCurrent Firm
US TIGER SECURITIES, INC.
CRD#: 120583 / SEC#: , 8-65324
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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