Patrick S. Watson
Professional summary
Patrick Steven Watson is a registered financial professional currently at WATSON MANAGEMENT ASSOCIATES, LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1999. Patrick has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 31, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Steven Watson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2006 - Present
WATSON MANAGEMENT ASSOCIATES, LLC
Office #1: 161 Grand Street #2a, New York, NY 10013January 28, 2002 - December 2, 2003
SUPERFUND ASSET MANAGEMENT INC.
February 1, 2000 - February 6, 2001
J.P. MORGAN SECURITIES INC.
October 4, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WATSON MANAGEMENT ASSOCIATES, LLC
CRD#: 137908 / SEC#: , 8-67127
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WATSON, PATRICK STEVEN | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | |
| SCHILLING, MICHAEL JAMES | FINOP | 2609624 |
Red Flags
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