Michael E. Lamano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Lamano, who also goes by Michael Lamano, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2022 - November 7, 2024
PRUCO SECURITIES, LLC.
February 3, 2022 - November 7, 2024
PRUCO SECURITIES, LLC.
September 21, 2017 - January 14, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2017 - January 14, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2016 - June 28, 2017
FORESTERS ADVISORY SERVICES, LLC
April 22, 2016 - June 28, 2017
FORESTERS FINANCIAL SERVICES, INC.
January 21, 2016 - April 11, 2016
PNC WEALTH MANAGEMENT LLC
January 19, 2016 - April 11, 2016
PNC WEALTH MANAGEMENT LLC
December 9, 2011 - November 6, 2015
LORD, ABBETT & CO. LLC
November 3, 2011 - November 6, 2015
LORD ABBETT DISTRIBUTOR LLC
May 20, 2008 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 12, 2008 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - June 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - June 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 5, 2003 - October 20, 2004
QUICK & REILLY, INC.
September 4, 2002 - October 20, 2004
QUICK & REILLY, INC.
January 9, 2002 - January 29, 2002
TD AMERITRADE, INC.
Primary Firm SEC Registration
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| DEPEW, SCOTT EMORY | ELECTED MANAGER | 2820574 |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
