Calvin R. Persaud
Professional summary
Calvin Ryan Persaud, who also goes by Cal Ryan Persaud, is a registered financial professional currently at S2K FINANCIAL LLC located in Lake Worth Beach, Florida and SMITH, MOORE & CO. located in Clayton, Missouri.
Calvin is registered as a RR (Registered Representative) and started their career in finance in 2009. Calvin has worked at 18 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Calvin Ryan Persaud's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2025 - Present
S2K FINANCIAL LLC
October 1, 2025 - Present
SMITH, MOORE & CO.
Office #1: 7777 Bonhomme Ave., Suite 2400, Clayton, MO 63105October 2, 2025 - January 16, 2026
CLEANSOURCE SECURITIES
September 26, 2024 - March 7, 2025
ARCHITECT SECURITIES LLC
February 2, 2024 - March 28, 2024
FG ADVISORY SERVICES, LLC.
November 22, 2023 - July 31, 2024
ORTEX SECURITIES LLC
May 31, 2023 - January 24, 2024
FINSIE
June 9, 2022 - November 3, 2023
PLANNER SECURITIES LLC
August 25, 2021 - November 3, 2021
PASSFOLIO SECURITIES, LLC
December 2, 2019 - June 15, 2021
AVENUE GLOBAL ADVISORS LLC
June 27, 2019 - October 20, 2020
PASSFOLIO SECURITIES, LLC
June 27, 2019 - June 30, 2021
AVENUE SECURITIES LLC
February 7, 2017 - May 22, 2018
GWN SECURITIES INC.
February 1, 2017 - May 22, 2018
GWN SECURITIES INC.
September 9, 2016 - October 3, 2016
TRUIST ADVISORY SERVICES, INC.
April 7, 2015 - October 3, 2016
TRUIST INVESTMENT SERVICES, INC.
February 4, 2015 - October 3, 2016
TRUIST INVESTMENT SERVICES, INC.
December 23, 2014 - January 16, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 1, 2012 - January 31, 2014
J.P. MORGAN SECURITIES LLC
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 19, 2009 - May 2, 2009
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
SMITH, MOORE & CO.
CRD#: 3441 / SEC#: 801-68175, 8-27480
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SMITH, MOORE & CO.
CRD#: 3441 / SEC#: 801-68175, 8-27480
Contact information
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTSCH, STEWART JAMES JR | PRESIDENT, CHIEF EXECTIVE OFFICER, DIRECTOR | 2537447 |
| SCHULTE, TIMOTHY EUGENE | CHAIRMAN OF THE BOARD, DIRECTOR | 1869986 |
| RHYNER, RANDALL PAUL | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2443274 |
| SCHMIDT, KENT CHARLES | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2153325 |
| BRAGG, MATTHEW EDWARD | EXECUTIVE VICE PRESIDENT, SECRETARY, DIRECTOR | 2279799 |
| BRODY, AMY LYNN | CHIEF FINANCIAL OFFICER, FINOP | 6486826 |
| KRAFT, BARBARA ANN | CHIEF OPERATING OFFICER | 1225082 |
| MORAN, DANIEL PATRICK | CHIEF TECHNOLOGY OFFICER | 2685632 |
| PERRYMAN, JARET DALIN | CHIEF COMPLIANCE OFFICER | 3034594 |
Regulatory assets under management
| Total Number of Accounts | 5,353 |
| AUM (Assets Under Management) | $ 2,008,286,156 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
