CB
Charles B. Booth
CLARITY WEALTH MANAGEMENT, L.L.C.
GILBERT, AZ 85234
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CRD#: 3261548
CB
Professional summary
Charles Bennie Booth is a registered financial advisor currently at CLARITY WEALTH MANAGEMENT, L.L.C. located in Gilbert, Arizona.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Charles has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/31/2008 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Occasional sale of health insurance to clients and referrals- Life, Fixed Annuities, Disability. 2. 9/3/2015 - Clarity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2015 - 150 Hours Per Month During Securities Trading. 3. 11/28/2016 - Clarity Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/23/16 - 20 Hours Per Month/10 Hours During Securities Trading. 4. 12/15/2016 - Clarity Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/01/2016 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Clarity Wealth Management, LLC, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/29/2018 - Charles B Booth, Notary Public - Investment Related - At Reported Business Location(s) - Other-Notary Services - Start Date: 10/23/2016 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 8/13/2021 - Clarity Tax and Financial Planning - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 08/13/2021 - 40 Hours Per Month/30 Hours During Securities Trading - Assist clients part time with income tax preparation, tax planning and some financial planning.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Bennie Booth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2016 - Present
CLARITY WEALTH MANAGEMENT, L.L.C.
Office #1: 3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234RIA
CRD#: 284874
GILBERT, AZ
Past
March 26, 2021 - August 24, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
MESA, AZ
Past
July 21, 2020 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
MESA, AZ
Past
December 1, 2017 - June 25, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
MESA, AZ
Past
August 6, 2013 - December 31, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
MESA, AZ
Past
January 7, 2010 - December 31, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
MESA, AZ
Past
July 31, 2008 - December 31, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
MESA, AZ
Past
July 31, 2008 - December 19, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
MESA, AZ
Past
April 11, 2007 - December 10, 2008
CLARITY FINANCIAL PLANNING, P.C.
RIA
CRD#: 143305
MESA, AZ
Past
June 27, 2006 - July 31, 2008
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MESA, AZ
Past
July 29, 1999 - July 31, 2008
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CLARITY WEALTH MANAGEMENT, L.L.C.
CLARITY WEALTH MANAGEMENT, L.L.C. | CLARITY WEALTH MANAGEMENT, LLC
CRD#: 284874 / SEC#: 801-123481
RIA
Registered Investment Advisory firm - (3/17/2022 Approved)Arizona
Registered Investment Advisory firm - (4/18/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
CLARITY WEALTH MANAGEMENT, L.L.C.
CLARITY WEALTH MANAGEMENT, L.L.C. | CLARITY WEALTH MANAGEMENT, LLC
CRD#: 284874 / SEC#: 801-123481
RIA
Registered Investment Advisory firm - (3/17/2022 Approved)Arizona
Registered Investment Advisory firm - (4/18/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234
Mailing Address
3303 E Baseline Rd Ste 107, Gilbert, AZ 85234
Phone number
(480) 776-9670
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 909 |
| AUM (Assets Under Management) | $ 247,827,278 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLARITY WEALTH MANAGEMENT, L.L.C.
CRD#: 284874Gilbert, AZ 85234TRUST BUT VERIFY
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