Michael F. Mccoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Fishmer Mccoy, who also goes by Mike Mccoy, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 6, Series 1 and V06 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2013 - February 1, 2017
COREBRIDGE CAPITAL SERVICES, INC.
August 4, 2011 - September 3, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
June 6, 2002 - December 31, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 8, 1990 - October 14, 1991
GENEVA SECURITIES,INC.
June 19, 1983 - October 1, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 14, 1977 - December 23, 1987
PROVIDENT MARKETING CORPORATION
December 12, 1975 - January 14, 1977
PROVIDENT NATIONAL EQUITIES, INC.
April 15, 1974 - December 31, 1975
WINTHROP INVESTMENTS
August 6, 1973 - December 12, 1975
AMERICAN REPUBLIC EQUITIES INC
April 18, 1969 - November 8, 1982
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/9/1974
Registered Representative ExaminationV06
Date: 4/15/1969
Variable Annuities Module ExaminationCurrent Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
