Ryan T. Van Geons

ICAPITAL MARKETS LLC

Boston, MA 02110

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CRD#: 3261517

Professional summary

Ryan T Van Geons, who also goes by Ryan T Vangeons, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Boston, Massachusetts.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ryan T Vangeons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan T Van Geons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2023 - Present

ICAPITAL MARKETS LLC

Office #1: 10 High Street Suite 500, Boston, MA 02110

CRD#: 118219

Boston, MA

Past

April 6, 2016 - November 30, 2023

ICAPITAL SECURITIES, LLC

CRD#: 171061

Boston, MA

Past

June 20, 2011 - February 29, 2016

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

February 13, 2001 - February 26, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

July 18, 2000 - January 3, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 2, 2000 - June 20, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/4/2024)

Alaska
(6/4/2024)

Arizona
(11/30/2023)

Arkansas
(6/4/2024)

California
(11/30/2023)

Colorado
(11/30/2023)

Connecticut
(11/30/2023)

Delaware
(6/4/2024)

District of Columbia
(6/4/2024)

Florida
(11/30/2023)

Georgia
(11/30/2023)

Hawaii
(6/4/2024)

Idaho
(6/4/2024)

Illinois
(11/30/2023)

Indiana
(11/30/2023)

Iowa
(6/4/2024)

Kansas
(6/4/2024)

Kentucky
(6/4/2024)

Louisiana
(6/4/2024)

Maine
(11/30/2023)

Maryland
(11/30/2023)

Massachusetts
(11/30/2023)

Michigan
(11/30/2023)

Minnesota
(11/30/2023)

Mississippi
(6/4/2024)

Missouri
(6/4/2024)

Montana
(6/4/2024)

Nebraska
(11/30/2023)

Nevada
(6/4/2024)

New Hampshire
(11/30/2023)

New Jersey
(11/30/2023)

New Mexico
(6/4/2024)

New York
(11/30/2023)

North Carolina
(11/30/2023)

North Dakota
(6/4/2024)

Ohio
(11/30/2023)

Oklahoma
(6/4/2024)

Oregon
(11/30/2023)

Pennsylvania
(11/30/2023)

Rhode Island
(11/30/2023)

South Carolina
(6/4/2024)

South Dakota
(6/4/2024)

Tennessee
(6/4/2024)

Texas
(6/4/2024)

Utah
(6/4/2024)

Vermont
(11/30/2023)

Virginia
(11/30/2023)

Washington
(11/30/2023)

West Virginia
(6/4/2024)

Wisconsin
(6/4/2024)

Wyoming
(6/4/2024)

Exams

State Security Law Exam

Series 63

Date: 10/6/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/27/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/24/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/27/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/22/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/22/2004

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ICAPITAL MARKETS LLC

AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

60 East 42nd Street 26th Floor, New York, NY 10165

Mailing Address

60 East 42nd Street 26th Floor, New York, NY 10165

Phone number

(646) 520-2020

Established

Delaware since 08/13/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAPITAL MARKETS HOLDING LLC	PARENT
GEORGE, THOMAS KEITH	FINOP	5378303
HOUSTON, STEPHEN HENRY	HEAD OF BROKER DEALER	1988668
MORGAN, COURTNEY	CHIEF COMPLIANCE OFFICER	6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan T. Van Geons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan T Van Geons's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICAPITAL SECURITIES, LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2011

Series 65

Date: 7/27/2000

SIE

Date: 10/1/2018

Series 31

Date: 7/24/2000

Series 7

Date: 12/27/1999

Series 10

Date: 12/22/2004

Series 9

Date: 7/22/2004

FINRA

Current Firm

ICAPITAL MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ICAPITAL MARKETS LLC

TRUST BUT VERIFY

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