Michael G. Ciavolino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gerard Ciavolino, who also goes by Michael G Ciavolino, Michael Gerard Ciavolino, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2018 - January 2, 2024
J. BENJAMIN FINANCIAL, LLC
April 17, 2012 - January 9, 2018
EDWARD JONES
April 16, 2012 - January 9, 2018
EDWARD JONES
June 8, 2011 - January 23, 2012
STATE FARM VP MANAGEMENT CORP.
February 9, 2009 - May 17, 2011
WELLS FARGO CLEARING SERVICES, LLC
February 6, 2009 - May 17, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 17, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 14, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2007 - September 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2006 - September 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2003 - November 16, 2005
RBC CAPITAL MARKETS, LLC
November 11, 1999 - March 7, 2003
FIRST INSTITUTIONAL SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. BENJAMIN FINANCIAL, LLC
CRD#: 283990 / SEC#: 801-107987
Contact information
Regulatory assets under management
| Total Number of Accounts | 361 |
| AUM (Assets Under Management) | $ 38,255,531 |
Red Flags
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