Cheryl L. Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Lynn Carter, who also goes by Cheryl L Reeves, Cheryl Lynn Reeves, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2000. Cheryl had worked at 12 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2008 - June 12, 2009
GPC SECURITIES, INC.
December 1, 2006 - August 25, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 2006 - August 25, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 27, 2006 - November 10, 2006
WALNUT STREET SECURITIES, INC.
January 27, 2006 - November 10, 2006
TOWER SQUARE SECURITIES, INC.
January 27, 2006 - November 10, 2006
NEW ENGLAND SECURITIES
January 27, 2006 - November 10, 2006
MSI FINANCIAL SERVICES, INC.
January 5, 2006 - November 10, 2006
WALNUT STREET SECURITIES, INC.
January 5, 2006 - November 10, 2006
TOWER SQUARE SECURITIES, INC.
January 5, 2006 - November 10, 2006
NEW ENGLAND SECURITIES
January 5, 2006 - November 10, 2006
METROPOLITAN LIFE INSURANCE COMPANY
January 5, 2006 - November 10, 2006
MSI FINANCIAL SERVICES, INC.
April 6, 2005 - November 23, 2005
HORNOR, TOWNSEND & KENT, LLC
April 6, 2005 - November 23, 2005
HORNOR, TOWNSEND & KENT, LLC
February 28, 2003 - March 8, 2005
SECURITIES AMERICA ADVISORS, INC.
March 23, 2002 - March 7, 2005
SECURITIES AMERICA, INC.
October 29, 2001 - December 7, 2001
BNY MELLON SECURITIES LLC
October 20, 2000 - November 30, 2001
FIRSTAR INVESTMENT SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
GPC SECURITIES, INC.
CRD#: 14007 / SEC#: , 8-30108
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRINCETON RETIREMENT GROUP, INC. | SOLE SHAREHOLDER | |
| ALEXANDER, MARK DAVID | CHIEF FINANCIAL OFFICER & TREASURER | 2202934 |
| COCO, GLORIA JEAN ANGEL | CHIEF EXECUTIVE OFFICER & DIRECTOR | 716459 |
| DOWNING, KEVIN RINARD | CHIEF COMPLIANCE OFFICER | 2939663 |
| VARCO, DEBORAH ANN | CHIEF OPERATIONS OFFICER & DIRECTOR | 1214688 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
