Stephanie E. Williams

TFR CAPITAL

PLANO, TX 75024

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CRD#: 3261413

Professional summary

Stephanie Elaine Williams, who also goes by Timmons, is a registered financial advisor currently at TFR CAPITAL located in Plano, Texas.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephanie has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timmons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Elaine Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2024 - Present

TFR CAPITAL

Office #1: 5801 Tennyson Pkwy Suite 150, Plano, TX 75024

RIA

CRD#: 333108

PLANO, TX

Past

January 3, 2024 - December 31, 2024

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

PLANO, TX

Past

February 25, 2015 - November 21, 2019

ENVESTNET PMC

RIA

CRD#: 111694

ADDISON, TX

Past

June 8, 2005 - December 31, 2014

PLACEMARK INVESTMENTS, INC.

RIA

CRD#: 114680

ADDISON, TX

Past

February 11, 2003 - February 15, 2005

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

June 11, 2002 - January 27, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 2, 2000 - August 6, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFR CAPITAL

TFR CAPITAL | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226

RIA

Registered Investment Advisory firm - (9/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/2003

General Securities Principal Examination

Current Firm

TFR CAPITAL

TFR CAPITAL | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226

RIA

Registered Investment Advisory firm - (9/30/2024 Approved)

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Contact information

Main Address

5801 Tennyson Pkwy Suite 150, Plano, TX 75024

Mailing Address

Phone number

(800) 765-0397

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFR CAPITAL ADV PART 2A NOV 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 327,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie E. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Elaine Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

ENVESTNET PMC

PLACEMARK INVESTMENTS, INC.

ARGENTUS SECURITIES, LLC

CHARLES SCHWAB & CO., INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

TFR CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2005

Series 63

Date: 8/18/2000

Series 7

Date: 6/1/2000

Series 24

Date: 12/4/2003

Current Firm

TFR CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFR CAPITAL

TRUST BUT VERIFY

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