Lawrence Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Weiss was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2002. Lawrence had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2018 - September 17, 2019
DALMORE GROUP LLC
August 23, 2016 - October 14, 2016
CREDIT SUISSE SECURITIES (USA) LLC
August 3, 2009 - October 14, 2016
CREDIT SUISSE SECURITIES (USA) LLC
July 28, 2004 - February 6, 2009
CITIGROUP GLOBAL MARKETS INC.
January 9, 2002 - July 7, 2004
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
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Current Firm
DALMORE GROUP LLC
CRD#: 136352 / SEC#: , 8-67002
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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