Michael W. Forrester

HIGH NOTE WEALTH

Deephaven, MN 55391-3359

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CRD#: 3261271

Professional summary

Michael Wayne Forrester JR, CFP® is a registered financial advisor currently at HIGH NOTE WEALTH, LLC located in Deephaven, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 01/2011 INDEPENDENT LICENSED INSURANCE AGENT; MINNESOTA; NON INVESTMENT RELATED; LIFE, HEALTH, LONG TERM CARE, DISABILITY 2) 05/08/2017 ONE DEEPHAVEN LLC; NON INVESTMENT RELATED; 18258 MINNETONKA BOULEVARD, DEEPHAVEN, MINNESOTA 55391, MEMBER, HOURS PER MONTH:<5, HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5, 10% OWNER OF THE LLC AND RECEIVES MONTHLY AND QUARTERLY RENTAL INCOME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Forrester JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 6, 2019 - Present

HIGH NOTE WEALTH, LLC

Office #1: 18258 Minnetonka Boulevard Suite 200, Deephaven, MN 55391-3359

RIA

CRD#: 305768

Deephaven, MN

Past

June 30, 2011 - December 31, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Deephaven, MN

Past

May 5, 2011 - November 21, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Deephaven, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGH NOTE WEALTH, LLC

GOLDEN GOPHERS | HIGH NOTE WEALTH, LLC | GOLDEN GOPHERS LLC

CRD#: 305768 / SEC#: 801-117495

RIA

Registered Investment Advisory firm - (11/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/6/2019)

IAR

Texas
(4/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2011

General Securities Representative Examination

Current Firm

HIGH NOTE WEALTH, LLC

GOLDEN GOPHERS | HIGH NOTE WEALTH, LLC | GOLDEN GOPHERS LLC

CRD#: 305768 / SEC#: 801-117495

RIA

Registered Investment Advisory firm - (11/5/2019 Approved)

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Contact information

Main Address

18258 Minnetonka Boulevard Suite 200, Deephaven, MN 55391-3359

Mailing Address

Phone number

(952) 224-7970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGH NOTE WEALTH, LLC - PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,200
AUM (Assets Under Management)	$ 576,194,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Forrester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Forrester JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGH NOTE WEALTH, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

HIGH NOTE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2011

Current Firm

HIGH NOTE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGH NOTE WEALTH, LLC

TRUST BUT VERIFY

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