Christopher C. Barkauskas

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 3261106

Professional summary

Christopher Cullen Barkauskas, who also goes by Chris Barkauskas, Christopher Barkauskas, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Barkauskas | Christopher Barkauskas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Cullen Barkauskas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2022 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

July 27, 2021 - August 24, 2022

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

April 16, 2012 - July 23, 2021

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

Palm Beach Gardens, FL

Past

April 28, 2008 - April 19, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

BERWYN, PA

Past

February 1, 2005 - February 25, 2008

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

WEST CONSHOHOCKEN, PA

Past

August 25, 2004 - November 10, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

July 30, 1999 - June 25, 2004

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/29/2023)

Colorado
(7/31/2023)

Florida
(10/25/2022)

Maryland
(12/2/2022)

New York
(10/2/2024)

North Carolina
(11/29/2023)

Exams

State Security Law Exam

Series 63

Date: 10/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/25/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher C. Barkauskas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Cullen Barkauskas's CRS (Customer Relationship Summary).

Certified licenses

Experience

D. BORAL CAPITAL

CITIZENS JMP SECURITIES, LLC

MORGAN KEEGAN & COMPANY, LLC

BANC OF AMERICA SECURITIES LLC

UBS CAPITAL MARKETS L.P.

COWEN AND COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/1999

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/29/1999

Series 24

Date: 2/25/2022

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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