Kevin P. Fanning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Patrick Fanning, who also goes by Kevin P Fanning, Kevin Fanning, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1999. Kevin had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2023 - May 21, 2025
IMC SECURITIES LLC
April 29, 2022 - May 21, 2025
IMC EXECUTION SERVICES
March 29, 2019 - May 21, 2025
IMC FINANCIAL MARKETS
July 19, 1999 - November 4, 1999
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 3/29/2019
Securities Trader ExamCurrent Firm
IMC SECURITIES LLC
CRD#: 144874 / SEC#: , 8-67680
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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