Michael W. Babbin

WESTERN RESERVE WEALTH MANAGEMENT

Mineral Wells, TX

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CRD#: 3260881

Professional summary

Michael William Babbin, CFP®, who also goes by Michael W Babbin, M W. Babbin, Michael Babbin, Mike W Babbin, is a registered financial advisor currently at WESTERN RESERVE WEALTH MANAGEMENT LLC located in Mineral Wells, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Retirement Income Management

Estate Planning

Comprehensive Financial Planni...

Investment Planning

Long-term Care

Retirement Planning

Tax Planning

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Michael W Babbin | M W. Babbin | Michael Babbin | Mike W Babbin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Babbin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

July 31, 2023 - Present

WESTERN RESERVE WEALTH MANAGEMENT LLC

RIA

CRD#: 16989

CLEVELAND, OH

Past

July 28, 1999 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

HUDSON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/31/2023)

IAR

Texas
(8/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/2001

General Securities Principal Examination

Current Firm

WESTERN RESERVE WEALTH MANAGEMENT LLC

CRD#: 326772 / SEC#:

Ohio

Registered Investment Advisory firm - (5/5/2023 Approved)

Texas

Registered Investment Advisory firm - (8/6/2023 Approved)

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Contact information

Main Address

Mineral Wells, TX

Mailing Address

Phone number

(330) 968-9332

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 35,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael W. Babbin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Babbin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN RESERVE WEALTH MANAGEMENT LLC

REDWOOD FINANCIAL NETWORK

LPL FINANCIAL LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INSURANCE SERVICES, INC.

NATCITY INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2001

Series 63

Date: 8/13/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/27/1999

Series 24

Date: 4/17/2001

Current Firm

WESTERN RESERVE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTERN RESERVE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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