Elizabeth A. De Kuiper

HARBORFRONT FINANCIAL GROUP

LUDINGTON, MI 49431

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CRD#: 3260861

Professional summary

Elizabeth Ann De Kuiper, who also goes by Elizabeth Ann Dekuiper, Elizabeth Ann Panyard Miss, is a registered financial advisor currently at HARBORFRONT FINANCIAL GROUP located in Ludington, Michigan and LPL FINANCIAL LLC located in Ludington, Michigan.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Elizabeth has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Ann Dekuiper | Elizabeth Ann Panyard Miss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 5/15/2017 - Custer Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/10/2017 - 40 Hours Per Month During Securities Trading. 2. 08/09/2021 - Focus Financial Retirement Specialists - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/31/2021- 5 Hours Per Month/5 Hours During Securities Trading. 3. 2/14/2022 - Shoreline Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/14/2022 - 1 Hour Per Month During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Ann De Kuiper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

HARBORFRONT FINANCIAL GROUP

Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431

RIA

CRD#: 331763

LUDINGTON, MI

Current

November 10, 2006 - Present

LPL FINANCIAL LLC

Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431-2129Office #2: 1 Royal Park Dr #5, Zeeland, MI 49464

RIA

CRD#: 6413

Ludington, MI

Past

June 24, 2010 - February 13, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

ZEELAND, MI

Past

September 28, 1999 - November 13, 2006

PARADIGM EQUITIES, INC.

CRD#: 31990

EAST LANSING, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBORFRONT FINANCIAL GROUP

CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP

CRD#: 331763 / SEC#: 801-131145

RIA

Registered Investment Advisory firm - (9/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(11/15/2021)

California
(7/26/2022)

Colorado
(1/27/2021)

Florida
(2/4/2019)

Indiana
(9/7/2018)

Michigan
(11/10/2006)

IAR

Michigan
(10/2/2024)

Minnesota
(4/11/2023)

South Carolina
(4/2/2024)

Texas
(7/31/2017)

IAR

Texas
(10/2/2024)

Utah
(11/1/2021)

Wisconsin
(12/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/20/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HARBORFRONT FINANCIAL GROUP

CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP

CRD#: 331763 / SEC#: 801-131145

RIA

Registered Investment Advisory firm - (9/19/2024 Approved)

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Contact information

Main Address

401 W Ludington Ave Ste 103, Ludington, MI 49431

Mailing Address

Phone number

(231) 843-1516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/6/2025)

Regulatory assets under management

Total Number of Accounts	540
AUM (Assets Under Management)	$ 104,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elizabeth A. De Kuiper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Ann De Kuiper's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PARADIGM EQUITIES, INC.

Primary Firm SEC Registration

HARBORFRONT FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2010

Series 63

Date: 8/21/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2006

Series 6

Date: 8/20/1999

FINRA

Current Firm

HARBORFRONT FINANCIAL GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBORFRONT FINANCIAL GROUP

TRUST BUT VERIFY

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