Matthew J. Linklater
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew John Linklater, who also goes by Matthew J Linklater, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2016 - December 31, 2023
WATER TOWER WEALTH MANAGEMENT, INC.
February 12, 2009 - July 8, 2010
RIVERSOURCE DISTRIBUTORS, INC.
December 10, 2007 - December 31, 2008
EQUITABLE DISTRIBUTORS, LLC
October 4, 2002 - December 7, 2007
EVERLAKE DISTRIBUTORS, LLC
July 14, 2000 - October 4, 2002
AFD, INC.
November 5, 1999 - July 3, 2000
AMERIPRISE ADVISOR SERVICES, INC.
August 13, 1999 - September 30, 1999
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WATER TOWER WEALTH MANAGEMENT, INC.
CRD#: 155967 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 3,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
