Michael T. Lucey
Professional summary
Michael Thomas Lucey is a registered financial advisor currently at LUCEY WEALTH ADVISORS LLC located in Sebastopol, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Lucey's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2021 - Present
LUCEY WEALTH ADVISORS LLC
April 19, 2018 - December 8, 2021
WEALTH WATCH ADVISORS, INC
January 4, 2017 - April 19, 2018
BROOKSTONE CAPITAL MANAGEMENT LLC
November 29, 2016 - December 12, 2016
BROOKSTONE CAPITAL MANAGEMENT LLC
May 21, 2015 - December 27, 2016
CAPITAL FINANCIAL SERVICES, INC.
June 25, 2014 - October 28, 2014
PORTSMOUTH FINANCIAL SERVICES
November 9, 2010 - March 12, 2015
NI ADVISORS
October 25, 2007 - December 4, 2008
ALLIANZ LIFE FINANCIAL SERVICES, LLC
May 11, 2007 - September 10, 2007
IFMG SECURITIES, INC.
January 11, 2006 - January 17, 2007
SLD AMERICA EQUITIES, INC.
March 31, 2004 - January 12, 2006
CITICORP INVESTMENT SERVICES
August 29, 2000 - May 15, 2003
FARMERS FINANCIAL SOLUTIONS, LLC
August 31, 1999 - May 10, 2000
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/9/2021)
Exams
Current Firm
LUCEY WEALTH ADVISORS LLC
CRD#: 317601 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 10,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/30/2025 | ||
| 09/16/2024 |
Red Flags
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