Mammo P. Tedla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mammo P Tedla, CFP®, who also goes by Mammo Paulous Tedla, Mammo Tedla, was a registered financial professional .
Mammo is a previously registered financial professional and started their career in finance in 1999. Mammo had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2013 - April 12, 2013
COLORADO FINANCIAL SERVICE CORPORATION
April 5, 2010 - February 18, 2011
LPL FINANCIAL LLC
April 5, 2010 - February 18, 2011
LPL FINANCIAL LLC
August 13, 2009 - October 19, 2009
NYLIFE SECURITIES LLC
November 17, 2008 - July 6, 2009
BB&T INVESTMENT SERVICES, INC.
November 17, 2008 - July 6, 2009
BB&T INVESTMENT SERVICES, INC.
March 18, 2004 - March 20, 2008
CHARLES SCHWAB & CO., INC.
September 16, 2003 - March 20, 2008
CHARLES SCHWAB & CO., INC.
August 11, 2003 - September 10, 2003
TD AMERITRADE, INC.
May 1, 2003 - July 24, 2003
M&T SECURITIES, INC.
November 9, 2001 - May 1, 2003
ALLFIRST BROKERAGE CORPORATION
September 10, 1999 - August 9, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLORADO FINANCIAL SERVICE CORPORATION
CRD#: 104343 / SEC#: 801-76716, 8-52817
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | |
| FELDMAN, KEITH MITCHELL | MUNICIPAL SECURITIES PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | OPTIONS PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | GENERAL SECURITIES PRINCIPAL, HEAD OF OPERATIONS | 1308772 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| HEBERT, CHESTER JOSEPH | CHIEF COMPLIANCE OFFICER | 1678446 |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | COMPLIANCE OFFICER | 6952982 |
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 68,471,136 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
