HF
Harold E. Fike
LATITUDE ADVISORS
LAVALE, MD 21052
Some features on this profile are disabled
CRD#: 3260456
HF
Professional summary
Harold Ellsworth Fike JR, who also goes by Harold Ellsworth Fike, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Lavale, Maryland and GWN SECURITIES INC. located in Lavale, Maryland.
Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Harold has worked at 4 firms and has passed the Series 66, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harold Ellsworth Fike
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/2000 TO PRESENT - INDEPENDENT INSURANCE AGENT, LAVALE, MD 1-2 HRS WKLY 2. 10/2008 TO PRESENT - PARTNER IN NATIONAL HIGHWAY PROPERTIES, LLC, 113 NATIONAL HWY, LAVALE, MD 21502. MANAGE COMMERCIAL REAL ESTATE PROPERTY. 1 - 2 HOURS PER MONTH. PERFORM ADMINISTRATIVE DUTIES. 3. FIKE, CONNER AND ASSOCIATES, PA, 113 NATIONAL HWY, LAVALE, MD 21502 PRINCIPAL IN ACCOUNTING FIRM SINCE 1995. PERFORM ACCOUNTING DUTIES. 45 HOURS PER WEEK 4. 2000 - PRESENT - NEW MILLENNIUM FINANCIAL SERVICES, INC. 113 NATIONAL HWY, LAVALE, MD 21502 PRINCIPAL IN CORPORATION. CLEARING COMPANY FOR COMMISSIONS EARNED FOR SALE OF INVESTMENTS AND RELATED COSTS. 1 - 2 HOURS PER MONTH. PERFORM ADMINISTRATIVE DUTIES. 5. 10/2009 TO PRESENT, LATITUDE ADVISORS LLC, VERO BEACH, FL, INVESTMENT ADVISOR 1-2 HOURS WKLY 6. CORNERSTONE BAPTIST CHURCH -TREASURER POSITION: Treasurer NATURE: Non-profit Church INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2007 ADDRESS: 930 Frederick Street, Cumberland MD 21502, United States DESCRIPTION: Perform accounting services for the church including processing deposits and paying bills, and providing monthly financial reports.
CRS (Client Relationship Summary) - RIA
Click below to view Harold Ellsworth Fike JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2009 - Present
LATITUDE ADVISORS, LLC
Office #1: 113 National Highway, Lavale, MD 21052RIA
CRD#: 151001
LAVALE, MD
Current
November 3, 2009 - Present
GWN SECURITIES INC.
Office #1: 113 National Highway, Lavale, MD 21502RIA
BD
CRD#: 128929
Lavale, MD
Past
July 23, 2013 - December 31, 2013
GWN SECURITIES INC.
RIA
CRD#: 128929
PALM BEACH GARDENS, FL
Past
January 24, 2000 - November 10, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
LAVALE, MD
Past
August 31, 1999 - November 10, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
LAVALE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(11/3/2009)
IAR
Maryland(11/5/2009)
RR
Pennsylvania(11/3/2009)
RR
West Virginia(11/3/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Yorkville, IL
Mailing Address
Phone number
(630) 553-3730
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LATITUDE ADVISORS, LLC
CRD#: 151001Lavale, MD 21052TRUST BUT VERIFY
Monitor Harold Fike
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
