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Anthony M. Denier
WEBULL FINANCIAL LLC
New York, NY 10005
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CRD#: 3260208
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Professional summary
Anthony Michael Denier is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2000. Anthony has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 79, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Michael Denier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2018 - Present
WEBULL FINANCIAL LLC
Office #1: 44 Wall Street 2nd Floor, New York, NY 10005Office #2: 44 Wall Street 2nd Floor, New York, NY 10005BD
CRD#: 289063
New York, NY
Past
April 8, 2014 - June 23, 2017
GREENLEYS CAPITAL MARKETS LLP
BD
CRD#: 168558
New York, NY
Past
March 13, 2012 - April 25, 2013
JONESTRADING
BD
CRD#: 6888
MORRISTOWN, NJ
Past
July 20, 2009 - February 2, 2012
ING FINANCIAL MARKETS LLC
BD
CRD#: 28872
NEW YORK, NY
Past
August 12, 2008 - April 20, 2009
NUMIS SECURITIES LLC
BD
CRD#: 128471
NEW YORK, NY
Past
July 3, 2007 - May 29, 2008
ATLANTIC EQUITIES, LLC
BD
CRD#: 121669
GREENWICH, CT
Past
August 3, 2006 - June 13, 2007
KAUPTHING SECURITIES, INC.
BD
CRD#: 104429
NEW YORK CITY, NY
Past
November 15, 2000 - March 6, 2006
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2018)
RR
Alaska(1/18/2018)
RR
Arizona(1/26/2018)
RR
Arkansas(2/12/2018)
RR
California(1/11/2018)
RR
Colorado(2/5/2018)
RR
Connecticut(1/17/2018)
RR
Delaware(2/12/2018)
RR
District of Columbia(2/2/2018)
RR
Florida(4/12/2018)
RR
Georgia(1/25/2018)
RR
Hawaii(2/5/2018)
RR
Idaho(1/11/2018)
RR
Illinois(2/8/2018)
RR
Indiana(2/2/2018)
RR
Iowa(1/11/2018)
RR
Kansas(2/2/2018)
RR
Kentucky(1/16/2018)
RR
Louisiana(1/16/2018)
RR
Maine(2/2/2018)
RR
Maryland(1/26/2018)
RR
Massachusetts(1/30/2018)
RR
Michigan(2/13/2018)
RR
Minnesota(2/8/2018)
RR
Mississippi(1/22/2018)
RR
Missouri(2/2/2018)
RR
Montana(1/16/2018)
RR
Nebraska(2/13/2018)
RR
Nevada(1/19/2018)
RR
New Hampshire(2/12/2018)
RR
New Jersey(2/8/2018)
RR
New Mexico(2/8/2018)
RR
New York(1/10/2018)
RR
North Carolina(1/25/2018)
RR
North Dakota(2/2/2018)
RR
Ohio(1/22/2018)
RR
Oklahoma(1/31/2018)
RR
Oregon(2/8/2018)
RR
Pennsylvania(1/11/2018)
RR
Puerto Rico(2/16/2018)
RR
Rhode Island(1/11/2018)
RR
South Carolina(1/18/2018)
RR
South Dakota(1/24/2018)
RR
Tennessee(1/30/2018)
RR
Texas(2/8/2018)
RR
Utah(1/11/2018)
RR
Vermont(2/6/2018)
RR
Virgin Islands(1/30/2018)
RR
Virginia(1/18/2018)
RR
Washington(1/18/2018)
RR
West Virginia(2/13/2018)
RR
Wisconsin(2/6/2018)
RR
Wyoming(1/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/17/2008
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WF
WEBULL FINANCIAL LLC
WEBULL FINANCIAL LLC
CRD#: 289063 / SEC#: , 8-69978
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
44 Wall Street 2nd Floor, New York, NY 10005
Mailing Address
44 Wall Street 2nd Floor, New York, NY 10005
Phone number
(917) 725-2448
Established
Delaware since 05/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
