Avi S. Chiat
Professional summary
Avi Solomon Chiat was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Avi is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Avi had worked at 2 firms, which includes EAST HORIZON INVESTMENTS, J.P. MORGAN SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - April 27, 2017
EAST HORIZON INVESTMENTS
May 15, 2007 - July 18, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAST HORIZON INVESTMENTS
CRD#: 158364 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 42,060,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/12/2026 | ||
| 10/30/2024 | ||
| 09/25/2023 |
Red Flags
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