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Mark Andrew Lyon

Mark A. Lyon

MINNEAPOLIS, MN 55437
Some features on this profile are disabled
CRD#: 3259876
Mark Andrew Lyon
Mark Andrew Lyon

Professional summary


Mark Andrew Lyon, who also goes by Mark Lyon, was a registered financial advisor .

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mark had worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.

At a Glance


Always Fiduciary

Services Offered


Retirement Planning
Tax Planning
Investment Management

Aliases


Mark Lyon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent, 0-10 hours/month, 0 during trading hours

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 17, 2026 - Present

Office #1: 8300 Norman Center Drive Suite 550, Minneapolis, MN 55437
MINNEAPOLIS, MN
Past

April 5, 2021 - September 18, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Bloomington, MN
Past

December 15, 2020 - September 18, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Bloomington, MN
Past

January 1, 2007 - November 23, 2020

RIVERSOURCE DISTRIBUTORS, INC.

BD
CRD#: 139135
MINNEAPOLIS, MN
Past

August 1, 2006 - January 1, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

November 20, 2003 - March 1, 2005

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

August 25, 1999 - July 11, 2002

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(9/17/2026)

Exams


What does exam status mean?
State Security Law Exam
IAR
Series 65
Status Unavailable
Passed: 3/1/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 2/24/2004
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 12/9/2003
General Securities Representative Examination
General Industry/Product Exam

Current firm


No current employment

Red Flags


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Company Information


No current employment

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Contact information


(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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