Christopher J. Santacroce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Santacroce was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 7 firms and has passed the Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2012 - October 18, 2013
MERUS CAPITAL PARTNERS, LLC
February 3, 2003 - February 1, 2006
INSTITUTIONAL DIRECT INC.
November 18, 2002 - September 12, 2007
J.P. MORGAN SECURITIES LLC
October 25, 2000 - January 16, 2002
ACCESS SECURITIES, LLC
September 12, 2000 - October 23, 2000
NEWOAK CAPITAL MARKETS LLC
April 7, 2000 - September 15, 2000
PECONIC SECURITIES LLC
September 8, 1999 - November 15, 1999
BREAN MURRAY & CO., INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 8/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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