Steven E. Sutherland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Erik Sutherland, CFP®, who also goes by Steven E Sutherland, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1999. Steven had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
October 20, 2020 - July 7, 2023
FINANCIAL INSIGHTS LLC
July 23, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 23, 1999 - August 22, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL INSIGHTS LLC
CRD#: 309813 / SEC#:
Contact information
Red Flags
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