Michael K. O'neil

ROBERT A. STANGER & COMPANY

Shrewsbury, NJ 07702

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CRD#: 3259664

Professional summary

Michael Kenneth O'neil Jr., who also goes by Mike O'neil, is a registered financial professional currently at ROBERT A. STANGER & COMPANY, INC. located in Shrewsbury, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike O'neil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kenneth O'neil Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2007 - Present

ROBERT A. STANGER & COMPANY, INC.

Office #1: 1129 Broad Street Suite 201, Shrewsbury, NJ 07702Office #2: 1129 Broad Street Suite 201, Shrewsbury, NJ 07702

CRD#: 11807

Shrewsbury, NJ

Past

February 15, 2006 - January 9, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

RED BANK, NJ

Past

February 15, 2006 - January 9, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

RED BANK, NJ

Past

August 28, 2003 - March 7, 2006

TD WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 6940

TINTON FALLS, NJ

Past

April 4, 2001 - March 7, 2006

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

TINTON FALLS, NJ

Past

July 6, 2000 - March 21, 2001

M.S. FARRELL & COMPANY, INC.

CRD#: 24232

SYOSSET, NY

Past

August 12, 1999 - July 7, 2000

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(1/19/2007)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/14/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/14/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROBERT A. STANGER & COMPANY, INC.

CRD#: 11807 / SEC#: , 8-27120

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1129 Broad Street Suite 201, Shrewsbury, NJ 07702

Mailing Address

1129 Broad Street Suite 201, Shrewsbury, NJ 07702

Phone number

(732) 389-3600

Established

New Jersey since 08/12/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GANNON, KEVIN THOMAS	CHAIRMAN AND CEO	4628103
HULL, KEVIN KITT	CHIEF COMPLIANCE OFFICER, POO, PFO AND FINOP	2104329

Red Flags

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Michael K. O'neil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kenneth O'neil Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

TD WEALTH MANAGEMENT SERVICES INC.

TD WEALTH MANAGEMENT SERVICES INC.

M.S. FARRELL & COMPANY, INC.

J.P. TURNER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2003

Series 63

Date: 8/13/1999

SIE

Date: 10/1/2018

Series 31

Date: 7/14/2006

Series 7

Date: 8/12/1999

Series 14

Date: 1/2/2023

Series 24

Date: 4/14/2009

FINRA

Current Firm

ROBERT A. STANGER & COMPANY, INC.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ROBERT A. STANGER & COMPANY, INC.

TRUST BUT VERIFY

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