Adam J. Tasse
Professional summary
Adam James Tasse is a registered financial advisor currently at SEAPORT WEALTH MANAGEMENT located in Scottdale, Arizona.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Adam has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam James Tasse's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2023 - Present
SEAPORT WEALTH MANAGEMENT
March 21, 2022 - March 13, 2023
NFSG CORPORATION
November 28, 2007 - December 31, 2020
NFSG CORPORATION
November 28, 2007 - March 13, 2023
NEWBRIDGE SECURITIES CORPORATION
April 6, 2004 - June 6, 2006
LPL FINANCIAL LLC
April 6, 2004 - June 6, 2006
LPL FINANCIAL LLC
November 14, 2002 - March 25, 2004
A. G. EDWARDS & SONS, INC.
November 11, 2002 - March 25, 2004
A. G. EDWARDS & SONS, INC.
May 13, 2002 - November 7, 2002
NEW ENGLAND SECURITIES
May 9, 2000 - January 31, 2002
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/2023)
Exams
Current Firm
SEAPORT WEALTH MANAGEMENT
CRD#: 310684 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 3,500,000 |
Red Flags
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