Stephen K. Levy
Professional summary
Stephen Kenneth Levy JR, who also goes by Stephen K Levy, Steve Levy, is a registered financial advisor currently at BIRDROCK WEALTH located in Austin, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 3 firms and has passed the Series 65, Series 66, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Kenneth Levy JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2006 - Present
BIRDROCK WEALTH
Office #1: 9433 Bee Cave Rd Bldg 2, Suite 203, Austin, TX 78733February 12, 2002 - August 15, 2006
RICHARD P. SLAUGHTER ASSOCIATES, INC.
July 22, 1999 - April 30, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
Primary Firm SEC Registration
BIRDROCK WEALTH
CRD#: 138872 / SEC#: 801-66711
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/23/2024)
(11/17/2006)
Exams
Current Firm
BIRDROCK WEALTH
CRD#: 138872 / SEC#: 801-66711
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 421 |
| AUM (Assets Under Management) | $ 136,524,492 |
Red Flags
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