Theodore M. Degroot

SPURSTONE

Higganum, CT 06441

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CRD#: 3259211

Professional summary

Theodore Martin Degroot is a registered financial advisor currently at SPURSTONE located in Higganum, Connecticut.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Theodore has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SPURSTONE WEALTH MANAGEMENT LLC - CO-OWNER OF INSURANCE AGENCY - 15 ENSIGN DRIVE AVON CT 06001 - START 04/09/2009 - MR. DE GROOT IS NOT ACTIVELY INVOLVED IN THIS BUSINESS, OTHER THAN OWNERSHIP STAKE. 2. 08/21/2016 - Degova DBA Equitypowerplus - Inv Rel - 1577 New Britain Avenue Famington, CT 06032- Other - Computer systems - Start 09/01/2009 - No time spent. The company being created is a web application and mobile phone application systems company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Martin Degroot's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2016 - Present

SPURSTONE

Office #1: 12 Scovil Rd, Higganum, CT 06441

RIA

CRD#: 284158

Higganum, CT

Past

April 2, 2009 - July 5, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

AVON, CT

Past

April 2, 2009 - July 5, 2016

LPL FINANCIAL LLC

CRD#: 6413

AVON, CT

Past

October 6, 2006 - April 15, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HARTFORD, CT

Past

October 6, 2006 - April 15, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HARTFORD, CT

Past

March 8, 2006 - October 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GLASTONBURY, CT

Past

March 8, 2006 - October 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GLASTONBURY, CT

Past

June 14, 2000 - March 8, 2006

ADVEST, INC.

RIA

CRD#: 10

HARTFORD, CT

Past

February 15, 2000 - March 8, 2006

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

January 4, 2000 - February 10, 2000

OHANESIAN / LECOURS, INC.

CRD#: 23757

WEST HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPURSTONE

SPURSTONE | SPURSTONE EXECUTIVE WEALTH SOLUTIONS | SPURSTONE ADVISORY SERVICES, LLC

CRD#: 284158 / SEC#: 801-127573

RIA

Registered Investment Advisory firm - (3/31/2023 Approved)

Connecticut

Registered Investment Advisory firm - (5/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/1999

General Securities Representative Examination

Current Firm

SPURSTONE

SPURSTONE | SPURSTONE EXECUTIVE WEALTH SOLUTIONS | SPURSTONE ADVISORY SERVICES, LLC

CRD#: 284158 / SEC#: 801-127573

RIA

Registered Investment Advisory firm - (3/31/2023 Approved)

Connecticut

Registered Investment Advisory firm - (5/17/2023 Terminated)

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Contact information

Main Address

12 Scovil Rd, Higganum, CT 06441

Mailing Address

Phone number

(860) 264-1111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A/2B (2/7/2025)

Regulatory assets under management

Total Number of Accounts	443
AUM (Assets Under Management)	$ 155,415,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore M. Degroot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Martin Degroot's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ADVEST, INC.

ADVEST, INC.

OHANESIAN / LECOURS, INC.

Primary Firm SEC Registration

SPURSTONE

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2000

Series 63

Date: 2/3/2000

SIE

Date: 7/5/2016

Series 7

Date: 12/31/1999

Current Firm

SPURSTONE

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPURSTONE

TRUST BUT VERIFY

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