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Robert Allen Wright

CANTOR FITZGERALD & CO.
MEMPHIS, TN
·CRD# 3259132·27 years experience

Professional Summary

Robert Allen Wright is a registered financial advisor currently at CANTOR FITZGERALD & CO. located in Memphis, Tennessee. Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CANTOR FITZGERALD & CO.·CRD# 134
BD
6410 Poplar Avenue Suite 700, Memphis, TN 38119
November 13, 2023 - Present
CANTOR FITZGERALD & CO.·CRD# 134
BD
Memphis, TN
March 15, 2006 - November 10, 2023
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
February 22, 2005 - March 20, 2006
NBC CAPITAL MARKETS GROUP, INC.·CRD# 18229
BD
Memphis, TN
August 17, 1999 - February 22, 2005

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Current Firm

CANTOR FITZGERALD & CO.
CANTOR FITZGERALD & CO.

CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.

CRD#: 134 / SEC#: 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

110 East 59th Street 4th Floor, New York, NY, 10022

Mailing Address

110 East 59th Street 4th Floor, New York, NY, 10022

Phone Number

(212) 938-5000

Established

New York since 09/25/1992

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CFS CF & CO I HOLDINGS, L.P.MANAGING GENERAL PARTNER—
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
BANDELIER, PASCAL DANIELCO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES4424051
CFLP CF&CO I HOLDINGS, L.P.LIMITED PARTNER—
KELLY, SAGE NOLANCO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING2528122
MERKEL, STEPHEN MARCUSEXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY2366318
SALINAS, DANNYCHIEF FINANCIAL OFFICER6184109
SHIELDS, WILLIAM MICHAELCHIEF COMPLIANCE OFFICER2380166
WALL, CHRISTIAN DOUGLASCO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME2751397

Disclosures

Regulatory Event

97

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/13/2023)
RR
Alaska
(11/13/2023)
RR
Arizona
(11/13/2023)
RR
Arkansas
(11/13/2023)
RR
California
(11/13/2023)
RR
Colorado
(11/13/2023)
RR
Connecticut
(11/13/2023)
RR
Delaware
(11/13/2023)
RR
District of Columbia
(11/13/2023)
RR
Florida
(11/13/2023)
RR
Georgia
(11/13/2023)
RR
Hawaii
(11/13/2023)
RR
Idaho
(11/13/2023)
RR
Illinois
(11/13/2023)
RR
Indiana
(11/13/2023)
RR
Iowa
(11/13/2023)
RR
Kansas
(11/13/2023)
RR
Kentucky
(11/13/2023)
RR
Louisiana
(11/13/2023)
RR
Maine
(11/13/2023)
RR
Maryland
(11/13/2023)
RR
Massachusetts
(11/13/2023)
RR
Michigan
(11/13/2023)
RR
Minnesota
(11/13/2023)
RR
Mississippi
(11/13/2023)
RR
Missouri
(11/13/2023)
RR
Montana
(11/16/2023)
RR
Nebraska
(11/13/2023)
RR
Nevada
(11/13/2023)
RR
New Hampshire
(11/13/2023)
RR
New Jersey
(11/13/2023)
RR
New Mexico
(11/13/2023)
RR
New York
(11/13/2023)
RR
North Carolina
(11/13/2023)
RR
North Dakota
(11/13/2023)
RR
Ohio
(11/15/2023)
RR
Oklahoma
(11/13/2023)
RR
Oregon
(11/13/2023)
RR
Pennsylvania
(11/13/2023)
RR
Puerto Rico
(11/13/2023)
RR
Rhode Island
(11/13/2023)
RR
South Carolina
(11/13/2023)
RR
South Dakota
(11/13/2023)
RR
Tennessee
(11/14/2023)
RR
Texas
(11/13/2023)
RR
Utah
(11/13/2023)
RR
Vermont
(11/13/2023)
RR
Virginia
(11/13/2023)
RR
Washington
(11/13/2023)
RR
West Virginia
(11/13/2023)
RR
Wisconsin
(11/13/2023)
RR
Wyoming
(11/13/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1999About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Robert Allen Wright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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