Michael A. Curley

ROCKPORT WEALTH ADVISORS

Cincinnati, OH

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CRD#: 3259110

Professional summary

Michael Allen Curley SR, who also goes by Michael Allen Curley, is a registered financial advisor currently at ROCKPORT WEALTH ADVISORS located in Cincinnati, Ohio and PRIVATE CLIENT SERVICES, LLC located in Cincinnati, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Allen Curley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance Brokerage. Sale of Life, Disability and long term care insurance. Owner. 5 hrs/mo; 1 during trading hrs. 2) Rockport Wealth Advisors. 22730 Fairview Center Dr, Ste 150, Fairview Park, OH 44126. RIA. 160 hrs/mo. 3) Focus Properties I. 5626 Bridgetown Rd, Suite F, Cincinnati, OH 45248. Focus Properties I is the registration that myself and my three other partners use to describe the loan that we have with Eagle Savings Bank. 0 hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Curley SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2022 - Present

ROCKPORT WEALTH ADVISORS

RIA

CRD#: 297122

Cincinnati, OH

Current

April 4, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 4219 Harrison Ave, Cincinnati, OH 45211

RIA

CRD#: 120222

Cincinnati, OH

Past

November 17, 2015 - April 7, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Cincinnati, OH

Past

November 17, 2015 - April 7, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Cincinnati, OH

Past

August 9, 2011 - November 24, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CINCINNATI, OH

Past

August 5, 2011 - November 24, 2015

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

August 4, 2009 - August 5, 2011

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CINCINNATI, OH

Past

July 23, 2009 - August 5, 2011

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

June 30, 2009 - July 13, 2009

STRATEGIC INSTITUTIONAL CONSULTING GROUP, LLC

RIA

CRD#: 149268

CINCINNATI, OH

Past

July 1, 2003 - March 31, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CINCINNATI, OH

Past

July 1, 2003 - March 31, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CINCINNATI, OH

Past

February 5, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

CINCINNATI, OH

Past

January 12, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 10, 1999 - January 26, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCKPORT WEALTH ADVISORS

J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH

CRD#: 297122 / SEC#: 801-126796

RIA

Registered Investment Advisory firm - (10/27/2022 Approved)

Indiana

Registered Investment Advisory firm - (11/2/2022 Terminated)

Michigan

Registered Investment Advisory firm - (11/21/2022 Terminated)

Ohio

Registered Investment Advisory firm - (11/1/2022 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/5/2022)

Indiana
(4/8/2022)

Kentucky
(4/4/2022)

Ohio
(4/4/2022)

IAR

Ohio
(4/8/2022)

Texas
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROCKPORT WEALTH ADVISORS

J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH

CRD#: 297122 / SEC#: 801-126796

RIA

Registered Investment Advisory firm - (10/27/2022 Approved)

Indiana

Registered Investment Advisory firm - (11/2/2022 Terminated)

Michigan

Registered Investment Advisory firm - (11/21/2022 Terminated)

Ohio

Registered Investment Advisory firm - (11/1/2022 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2022 Terminated)

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Contact information

Main Address

22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126

Mailing Address

Phone number

(216) 226-4560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROCKPORT ADV 2A MARCH 2025 (10/14/2025)

ROCKPORT WRAP FEE BROCHURE 2-12-24 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,748
AUM (Assets Under Management)	$ 568,661,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Curley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Curley SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

STRATEGIC INSTITUTIONAL CONSULTING GROUP, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ROCKPORT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/1999

Series 63

Date: 9/21/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/9/1999

FINRA

Current Firm

ROCKPORT WEALTH ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROCKPORT WEALTH ADVISORS

TRUST BUT VERIFY

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