Michael A. Curley
Professional summary
Michael Allen Curley SR, who also goes by Michael Allen Curley, is a registered financial advisor currently at ROCKPORT WEALTH ADVISORS located in Cincinnati, Ohio and PRIVATE CLIENT SERVICES, LLC located in Cincinnati, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Allen Curley SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2022 - Present
ROCKPORT WEALTH ADVISORS
April 4, 2022 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 4219 Harrison Ave, Cincinnati, OH 45211November 17, 2015 - April 7, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 17, 2015 - April 7, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 9, 2011 - November 24, 2015
LPL FINANCIAL LLC
August 5, 2011 - November 24, 2015
LPL FINANCIAL LLC
August 4, 2009 - August 5, 2011
FIFTH THIRD SECURITIES, INC.
July 23, 2009 - August 5, 2011
FIFTH THIRD SECURITIES, INC.
June 30, 2009 - July 13, 2009
STRATEGIC INSTITUTIONAL CONSULTING GROUP, LLC
July 1, 2003 - March 31, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - March 31, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 5, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 12, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 10, 1999 - January 26, 2001
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
ROCKPORT WEALTH ADVISORS
CRD#: 297122 / SEC#: 801-126796
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2022)
(4/8/2022)
(4/4/2022)
(4/4/2022)
(4/8/2022)
(4/4/2022)
Exams
FINRA
Current Firm
ROCKPORT WEALTH ADVISORS
CRD#: 297122 / SEC#: 801-126796
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,748 |
| AUM (Assets Under Management) | $ 568,661,117 |
Red Flags
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