Justin T. Yoon
Professional summary
Justin Taejun Yoon is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Parsippany, New Jersey and HENNION & WALSH, INC. located in Parsippany, New Jersey.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Justin has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Justin Taejun Yoon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2018 - Present
HENNION & WALSH ASSET MANAGEMENT, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054September 16, 1999 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054Office #2: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Primary Firm SEC Registration
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2011)
(3/2/2007)
(7/30/2001)
(4/6/2000)
(6/4/2019)
(5/16/2000)
(4/26/2000)
(7/30/2001)
(3/16/2000)
(5/3/2005)
(10/6/1999)
(6/20/2018)
(3/16/2000)
(11/22/2016)
(1/13/2004)
(7/30/2001)
(5/3/2005)
(3/17/2000)
Exams
FINRA
Current Firm
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,423 |
| AUM (Assets Under Management) | $ 590,106,063 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2024 | ||
| 10/27/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
