Amy Hillenbrand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Hillenbrand, who also goes by Amy Marie Hillenbrand, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1999. Amy had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2013 - November 15, 2013
WTS PROPRIETARY TRADING GROUP LLC
December 3, 2012 - March 11, 2013
WORLD TRADE FINANCIAL CORPORATION
June 22, 2011 - November 29, 2012
CHARDAN CAPITAL MARKETS LLC
October 3, 2007 - November 16, 2010
SEABOARD SECURITIES, INC.
June 3, 2004 - January 3, 2007
SEABOARD SECURITIES, INC.
March 7, 2003 - May 24, 2004
EQUITABLE DISTRIBUTORS, LLC
February 14, 2000 - February 21, 2003
PERSHING ADVISOR SOLUTIONS LLC
August 16, 1999 - February 4, 2000
HENNION & WALSH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
