DC
David L. Cunningham
SOUTHLAND EQUITY PARTNERS.
Lexington, KY 40517
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CRD#: 3258863
DC
Professional summary
David Lee Cunningham is a registered financial advisor currently at SOUTHLAND EQUITY PARTNERS, LLC. located in Lexington, Kentucky.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CORNERSTONE WEALTH MANAGEMENT POSITION: Other - Employee NATURE: DBA for Castillo and Associates, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2004 ADDRESS: 3620 Walden Dr., Suite 201, Lexington KY 40517, United States DESCRIPTION: Operational support, registered rep in admin role at Cornerstone Wealth Management. 2. CASTILLO AND ASSOCIATES, LLC POSITION: Operations-Employee NATURE: This is the LLC that employees me and is owned by the rep I work for. His DBA for this LLC is Cornerstone Wealth Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2004 ADDRESS: 3620 Walden Dr., Suite 201, Lexington KY 40517, United States DESCRIPTION: Operational support, registered assistant in admin role.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2024 - Present
SOUTHLAND EQUITY PARTNERS, LLC.
Office #1: 3620 Walden Drive, Suite 201, Lexington, KY 40517RIA
CRD#: 154481
Lexington, KY
Past
December 6, 2007 - July 2, 2020
FSC SECURITIES CORPORATION
BD
CRD#: 7461
LEXINGTON, KY
Past
June 3, 2004 - December 7, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LEXINGTON, KY
Past
September 10, 1999 - May 19, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 10, 1999 - May 19, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SE
SOUTHLAND EQUITY PARTNERS, LLC.
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS | CORNERSTONE WEALTH MANAGEMENT | BRIDGELIGHT CAPITAL
CRD#: 154481 / SEC#: 801-71977
RIA
Registered Investment Advisory firm - (11/17/2010 Approved)Virginia
Registered Investment Advisory firm - (11/22/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(6/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SE
SOUTHLAND EQUITY PARTNERS, LLC.
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS | CORNERSTONE WEALTH MANAGEMENT | BRIDGELIGHT CAPITAL
CRD#: 154481 / SEC#: 801-71977
RIA
Registered Investment Advisory firm - (11/17/2010 Approved)Virginia
Registered Investment Advisory firm - (11/22/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wildwood, MO
Mailing Address
Po Box 7323, Charlottesville, VA 22906
Phone number
(770) 998-5879
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,680 |
| AUM (Assets Under Management) | $ 785,307,417 |
Red Flags
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Company Information
SOUTHLAND EQUITY PARTNERS, LLC.
CRD#: 154481Lexington, KY 40517TRUST BUT VERIFY
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